TA2000 データシートの表示（PDF） - Unspecified
部品番号
コンポーネント説明
メーカー
TA2000 Datasheet PDF : 164 Pages
| |||
6 TA2000 Remote Transfer Agent Processing System – SAS 70
This report is organized into five chapters:
Chapter I DST’s Description of TA2000 Remote Operations Transaction Processing
and Information Processing General Computer Controls
o Provides an overview of DST.
o Describes organization and management controls and details the internal
control responsibilities that DST believes its Remote transfer agent clients
should have present in their control environments, in conjunction with the
DST controls described in Chapters II and III.
o Provides an overview of the TA2000 Transfer Agent Processing system, the
TRAC Defined Contribution Recordkeeping Processing system and those
activities over the transaction processing for Remote shareowner accounts.
o Provides an overview of the general controls over the IS function in the DST
TA2000, TA2000 Subaccounting and TRAC, Mainframe, UNIX, iSeries,
Windows, FAN Web/TRAC Web/Vision/E-commerce Core, TA2000
Subaccounting Desktop, AWD, TA2000 Desktop and TRAC Desktop/DST
SmartDesk/Compliance Workstation environments at the Winchester Data
Center and AWD Data Center.
Chapter II DST’s Control Objectives, Controls and Tests of Operating Effectiveness
of TA2000 Remote Operations Transaction Processing Controls
o Provides the control objectives and controls over Remote transaction
processing established by DST.
o Includes the tests and results of operating effectiveness for those controls over
Remote transaction processing.
Chapter III DST’s Control Objectives, Controls and Tests of Operating
Effectiveness of Information Processing General Computer Controls
o Provides the control objectives and controls over the IS function established by
DST.
o Includes the tests and results of operating effectiveness for those controls over
the IS function.
Chapter IV Information Provided by the Service Auditor
o Provides a description of the nature of tests applied to the TA2000, TA2000
Subaccounting and TRAC transaction system processing controls and the IS
function controls by DST‟s independent service auditors,
PricewaterhouseCoopers LLP (PwC).
Chapter V Other Information Provided by DST
o Management‟s Responses to Identified Exceptions.
o Overview of DST‟s Business Continuity Plan.
Copyright © 2010 DST Systems, Inc.
Share Link: 