TA2000 データシートの表示（PDF） - Unspecified

部品番号

コンポーネント説明

メーカー

TA2000

Remote Transfer Agent Processing System

Unspecified 

PricewaterhouseCoopers LLP

1100 Walnut, Suite 1300

Kansas City, MO 64106

Telephone (816) 472 7921

Facsimile (816) 218 1890

www.pwc.com

REPORT OF INDEPENDENT AUDITORS

To the Board of Directors of DST Systems, Inc.:

We have examined the accompanying description of the controls related to DST Systems, Inc.

(DST) applicable to the Remote Transfer Agent Processing System (TA2000) and the TRAC

Defined Contribution Participant Recordkeeping System (TRAC). Our examination included

procedures to obtain reasonable assurance about whether (1) the accompanying description

presents fairly, in all material respects, the aspects of DST‟s controls that may be relevant to a

user organization‟s internal control as it relates to an audit of financial statements; (2) the

controls included in the description were suitably designed to achieve the control objectives

specified in the description, if those controls were complied with satisfactorily and the clients of

DST applied the controls contemplated in the design of DST‟s controls; and (3) such controls

had been placed in operation as of September 30, 2010. The control objectives were specified

by the management of DST. Our examination was performed in accordance with standards

established by the American Institute of Certified Public Accountants and included those

procedures we considered necessary in the circumstances to obtain a reasonable basis for

rendering our opinion.

In our opinion, the accompanying description of the aforementioned controls presents fairly, in

all material respects, the relevant aspects of DST‟s controls that had been placed in operation as

of September 30, 2010. Also, in our opinion, the controls, as described, are suitably designed to

provide reasonable assurance that the specified control objectives would be achieved if the

described controls were complied with satisfactorily and clients of DST applied the controls

contemplated in the design of DST‟s controls.

In addition to the procedures we considered necessary to render our opinion as expressed in the

previous paragraph, we applied tests to specific controls to obtain evidence about their

effectiveness in meeting the control objectives, during the period from October 1, 2009 to

September 30, 2010. The specific control objectives and controls and the nature, timing, extent

and results of the tests are listed in Chapters II and III. This information has been provided to

clients of DST and to their auditors to be taken into consideration, along with information about

the internal control of clients, when making assessments of control risk for clients. In our

opinion, the controls that were tested were operating with sufficient effectiveness to provide

reasonable, but not absolute, assurance that the specified control objectives were achieved during

the period from October 1, 2009 to September 30, 2010.

The relative effectiveness and significance of specific controls at DST and their effect on

assessments of control risk at client organizations are dependent on their interaction with the

controls and other factors present at individual client organizations. We have performed no

procedures to evaluate the effectiveness of controls at individual clients of DST.

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